The Science of Breath: Types of Pranayama and Scientific Approach to Practice
The Science of Breath: Types of Pranayama and Scientific Approach to Practice
Prof.
Yamini Bhushan Tripathi, PhD Biochemistry and Diploma in yoga
Chief Scientist & CEO, Yamini Innovations LLP, Varanasi, India
Former
Dean of the faculty of Ayurveda, Institute of Medical Sciences, Banaras Hindu
University, Varanasi-221005, India, yamini30@gmail.com
We breathe roughly 22,000 times a day.
Yet, how often do we realise that each breath holds the remote control to our
blood pressure, heart rate, and stress levels? Long before modern clinical
trials, ancient seers identified this profound biological connection. Today,
cutting-edge neurophysiology, sports medicine, and chronobiology fully validate
what they termed Pranayama.
Universal Resonance: Shifting from Ritual
to Biology
Breath control
transcends geography and culture. While the methods differ, the underlying
objective—calming the autonomic nervous system—is woven into the core practices
of all major global traditions. Like in Hinduism, Trikal Sandhya,
in Islam, Ruku and Sajdah
during Namaz; in Christianity, the stillness maintained during Contemplative
Prayer; in Buddhism & Jainism, practices like Anapanasati
and Preksha Dhyana. All of them utilise mindful breath observation to
systematically down-regulate emotional centres in the brain. They mirror the
deep, rhythmic respiration that calms autonomic arousal, optimise cerebral
blood flow and stimulate vagal afferents. In trikal saddhya, mantra chanting establishes
a resonant rhythm to synchronise the heart and brain, and during Namaz,
the physical postures help in blood circulation to the brain.
The Three Pillars
of Breath Regulation: It is important to note
that Pranayama is not only a physical exercise of the lungs or respiratory
system, but a gateway to balance the autonomic nervous system, by balancing the
sympathetic and parasympathetic nervous systems. Classical texts describe three
distinct phases in pranayama, altering our respiratory cycle:
- Puraka
(Inhalation): A conscious, controlled intake
of oxygen that expands the lungs and temporarily increases sympathetic
drive.
- Kumbhaka
(Retention): Holding the breath either
internally (Antar) or externally (Bahir). This induces localised
pressure changes and triggers the baroreflex loop.
- Rechaka
(Exhalation): A prolonged, deliberate release
of breath. Physiologically, stretching the exhalation phase is the fastest
shortcut to slowing down the heart via the vagus nerve.
3 Functional Classes and 4 Major Types of
Pranayama
However, in common practice, pranayama is
being taught on TV and other online modes, only as inhalation-exhalation. It is
because wrongly practised “kumbhak” may be harmful to patients with BP and
cardiovascular disorders. Based on modern neurophysiology, pranayama can be categorised
into three distinct functional classes depending on their impact on the
Autonomic Nervous System (ANS). Their timing and conditions of performing also vary
according to circadian physiology.
Before I proceed further, I would like to
explain the Autonomic Nervous System (ANS). It can be defined as the
body’s internal "auto-pilot" network. It regulates all the
involuntary functions—such as your heartbeat, blood pressure, and
digestion—that happen continuously without your conscious thought. This network
is governed by two opposing yet complementary forces:
- The
Sympathetic Force (The Accelerator): This is the
body's alert mechanism. It is governed by the brain's control center, the Hypothalamus,
which constantly processes incoming data from our 5 sense organs.
When your senses perceive stress, workload, or danger, this force
immediately steps in to accelerate your heart rate and elevate your blood
pressure to prepare you for action.
- The
Parasympathetic Force (The Brake): This is the
body's healing and recovery mechanism. It is governed primarily by Vagal
Activation (the Vagus Nerve). When you practice deep breathing, rest,
or meditate, this force steps in to apply the biological brakes—lowering
your blood pressure, calming your heart, and activating your digestion and
cellular repair.
The Pranayama, broadly divided into 3
classes, balances these two forces.
Class 1: Relaxing/Parasympathetic
Activators. It should be done to relax the body or to stabilise
the overactive mind, like in conditions of anxiety.
1. Anulom-Vilom / Nadi Shodhana (Alternate
Nostril Breathing)
- How
to do it: Close the right nostril, inhale
through the left. Close the left, exhale through the right. Reverse the
process.
- The
Science: Practised in a 1:2 ratio (e.g.,
inhale for 4 seconds, exhale for 8 seconds without retention), it balances
the sympathetic and parasympathetic nervous systems, improving overall
Heart Rate Variability (HRV) [1].
2. Bhramari (Humming Bee Breath)
- How
to do it: Close your ears with your
thumbs, eyes with your fingers, inhale deeply, and make a sustained
"humming" sound as you exhale.
- The
Science: The vibrations from humming
dramatically boost the endogenous production of Nitric Oxide (NO)
in the nasal sinuses by up to 15-fold. Nitric oxide acts as a potent
vasodilator, relaxing blood vessels and lowering blood pressure [2].
Class 2: Energising/Sympathetic
Stimulators. It is practised in stage of
depression with feelings of low energy.
3. Kapalbhati & Bhastrika (Bellows
Breath)
- How
to do it: Kapalbhati involves passive
inhalations and forced, rhythmic exhalations. Bhastrika involves rapid,
forceful inhalations and exhalations.
- The
Science: These techniques stimulate the
sympathetic nervous system, increase metabolic rate, elevate mitochondrial
activity, and improve cognitive alertness [3].
Class 3: Cooling/Thermoregulatory. As
the name indicates, this is practised for thermoregulation, when having a feeling
of heat shocks.
4. Shitali & Sitkari
- How
to do it: Inhaling air through a rolled
tongue (Shitali) or through clenched teeth with the tongue pressed behind
them (Sitkari), followed by normal nasal exhalation.
- The
Science: This draws cool air over the
vascular mucosa of the mouth, acting directly on the hypothalamus to lower
core body temperature.
Chronobiology: Matching the Right Breath
to the Right Time
|
Pranayama Type |
Ideal Time Window |
Neurobiological Effect |
|
Bhastrika & Kapalbhati |
Morning (Empty Stomach) |
Clears morning lethargy, activates
metabolic processes, and optimizes lung volume. |
|
Anulom-Vilom |
Anytime (Morning, Afternoon,
Evening) |
Balances hemispheric brain activity and
stabilizes autonomic fluctuations. |
|
Bhramari & Shitali |
Evening / Before Bedtime |
Suppresses Muscle Sympathetic Nerve
Activity (MSNA), triggers melatonin release, and prepares the body for
deep sleep [4]. |
Ayurvedic concept of “tridosh” balance, as
per circadian rhythm: It is important to know
that there is a natural shift of predominance of Vata, Kapha and Pitta as a
4-hour cycle, starting from 2 AM up to 2 PM. The same sequence of cycles repeats
every 12 hours of the day. Pranayama of different classes are also synchronised
with this cycle, as they regulate brain activity, thermogenesis and digestion,
heartbeats, and blood pressure.
Clinical Safety Rules for Hypertension and
Heart Disease (IHD/CVD)
If you suffer from High Blood Pressure or
Ischemic Heart Disease, pranayama can be a therapeutic medicine—but only if you
avoid dangerous pressure spikes.
- Kumbhaka
(Breath Retention) is Strictly Forbidden:
Forcing yourself to hold your breath raises intrathoracic pressure (the Valsalva
Maneuver). This cuts off venous return to the heart temporarily,
followed by a severe rebound spike in blood pressure. Hypertensive and
IHD patients must practice purely continuous, unhindered breathing.
- Avoid
Fast-Paced Kapalbhati/Bhastrika: Rapid, jerky
movements can trigger an acute sympathetic spike, putting unnecessary
stress on coronary arteries.
- The
Safe Prescription: Stick to Slow-Paced
Breathing (SPB). Inhale for 4 seconds and exhale smoothly for 6 to 8
seconds. This activates the Respiratory Sinus Arrhythmia (RSA)
loop, gently lowering blood pressure and shielding the heart from stress
[5].
Workplace Bio-Hacks: Managing Acute
Stress, Anger, and Fatigue
You do not need a yoga mat to reset your
nervous system. These quick, desk-friendly exercises can be performed directly
from your office chair:
- 1.
For Brain Fog, High Workload, or Mental Fatigue:
- The
Fix: Sit straight, close your eyes, and
perform 5 slow rounds of Bhramari.
- The
Result: The surge in nitric oxide and
vagal stimulation instantly calms the amygdala (the brain's panic center)
and restores executive function in the prefrontal cortex.
- 2.
For Acute Anger, Irritation, or a Panic Surge:
- The
Fix: Implement the "Prolonged
Exhalation" rule. Inhale through your nose for 3 seconds, purse
your lips, and blow the air out slowly for 7 to 8 seconds as if blowing
out a candle.
- The
Result: This acts as an immediate
physical brake on the heart, dropping an elevated heart rate within
seconds.
- 3.
For the 3 PM Post-Lunch Slump/Lethargy:
- The
Fix: Close your left nostril and breathe
exclusively through your right nostril (Surya Anuloma Viloma) for
10 to 12 breath cycles.
- The
Result: This selectively shifts
autonomic balance toward left-brain hemispheric dominance, increasing
alertness without the need for caffeine.
The Bottom Line (Conscious Biology
Perspective): Pranayama is not just an ancient
ritual; it is a real-time software update for your Autonomic Nervous System. By
altering the depth, rhythm, and duration of your breath, you can directly
influence your internal physiology. It is achieved by activating the vagal
stimulation and by inhibiting the production of cortisol. It brings the body
from “alert mode” to “resting mode”. It balances the “Mind-body connect”, “Gut-brain
axis”, which are important for your wellness and prevention of NCDs (non-communicable
diseases) like obesity, diabetes, heart disease, and high blood pressure.
Respect your body's boundaries, tailor the
practice to your medical status, and use your breath to live a balanced,
healthier life.
📚
Scientific References:
- Saoji,
A. A., et al. (2019). Effects of
regulated alternate nostril breathing on autonomic functions: A systematic
review. Journal of Alternative and Complementary Medicine, 25(3),
254-268.
- Weitzberg,
E., & Lundberg, J. O. (2002). Humming
greatly increases nasal nitric oxide. American Journal of Respiratory
and Critical Care Medicine, 166(2), 144-145.
- Novaes,
M. M., et al. (2020). Effects of Yoga
Respiratory Exercises (Pranayama) on Clinical and Autonomic Parameters.
Frontiers in Psychiatry, 11, 627.
- Pramanik,
T., et al. (2009). Immediate effect
of a slow pace pranayama on cardiovascular parameters. Journal of
Alternative and Complementary Medicine, 15(3), 293-295.
- Russo,
M. A., et al. (2017). The
physiological effects of slow breathing in the healthy human. Breathe,
13(4), 298-309.
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